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Home Press Releases

GAMG Announces FINRA Processing of Rule 15c2-11 Submission and OTCQB Application

Cision PR Newswire by Cision PR Newswire
August 24, 2026
in Press Releases
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Capital markets developments and leadership appointments support the Company’s long-term public company growth strategy

ROCKVILLE, Md., Aug. 24, 2026 /PRNewswire/ — Global Asset Management Group, Inc. (OTC: GAMG) (“GAMG” or the “Company”), a diversified asset management and holding company, today announced that the broker-dealer-sponsored Form 211 submission relating to the Company’s common stock has been processed by the Financial Industry Regulatory Authority (“FINRA”) in connection with Rule 15c2-11 under the Securities Exchange Act of 1934. The Company also announced that it has submitted an application to qualify for the OTCQB Venture Market and has expanded its executive leadership team.

Global Asset Management Group

Together, these developments represent additional steps in GAMG’s effort to strengthen its public-market infrastructure, improve market accessibility and visibility, and support the Company’s long-term growth and acquisition strategy.

FINRA Processing of Form 211 Submission

FINRA’s processing of the Form 211 submission permits the sponsoring broker-dealer to proceed, subject to applicable rules and market requirements, with initiating quotations in the Company’s common stock. Rule 15c2-11 governs the circumstances in which a broker-dealer may publish or submit quotations for securities that are not listed on a national securities exchange.

FINRA’s processing of the submission does not constitute FINRA approval of, endorsement of, or a recommendation regarding the Company or its securities. The timing, availability, continuity, pricing and liquidity of quotations remain subject to broker-dealer participation, market conditions, applicable exceptions and other regulatory requirements.

“The processing of the Form 211 submission is an important step in the continued development of GAMG’s public-market foundation,” said Richard Balles, Chief Executive Officer of Global Asset Management Group. “We have devoted substantial effort to strengthening the corporate, financial and capital markets infrastructure needed to support the Company’s long-term objectives. This development reflects continued execution of that strategy.”

GAMG Submits OTCQB Application

GAMG has submitted its application to qualify for the OTCQB Venture Market. The application is subject to review by OTC Markets Group and qualification is contingent upon the Company satisfying all applicable initial and ongoing eligibility, disclosure, financial, corporate governance, bid-price, shareholder, public-float, transfer-agent and other requirements.

If approved, OTCQB qualification could provide additional market visibility, access to Company information and credibility among investors and market participants. There can be no assurance that the application will be approved, that qualification will occur within any particular timeframe, or that OTCQB qualification will increase trading volume, liquidity or the market price of the Company’s common stock.

“Submitting the OTCQB application is another step toward building the public company infrastructure around GAMG’s growth,” Balles continued. “As we evaluate assets, operating businesses and strategic opportunities, we believe it is equally important to strengthen the transparency, governance and market framework supporting the Company.”

Building for the Next Phase of Growth

GAMG continues to pursue a strategy centered on acquiring, developing and managing operating businesses, real estate and other strategic assets. The Company is also working to strengthen corporate governance, financial reporting, management resources, advisory capabilities, capital markets relationships and acquisition infrastructure.

The Company continues to evaluate potential business, real estate and strategic transactions. These opportunities remain subject to evaluation, negotiation, due diligence, financing, definitive documentation, required approvals, regulatory considerations and other customary conditions. No assurance can be provided that any opportunity under evaluation will result in a completed transaction.

GAMG intends to disclose material developments in accordance with applicable securities laws and public-company disclosure requirements.

About Global Asset Management Group, Inc.

Global Asset Management Group, Inc. is a diversified asset management and holding company focused on acquiring, developing and managing operating businesses, real estate and other strategic assets. The Company seeks opportunities where experienced management, strategic capital, operational improvement and long-term ownership can contribute to sustainable enterprise value. For additional information, visit www.gamg.us and review the Company’s public filings and disclosures.

Forward-Looking Statements

This press release contains “forward-looking statements” within the meaning of applicable federal securities laws. Forward-looking statements include statements regarding the Company’s plans, objectives, expectations, intentions and strategies; future operations, acquisitions and financing activities; quotation activity and market participation; potential OTCQB qualification; market visibility, accessibility and liquidity; and other future events or conditions. Words such as “believe,” “could,” “expect,” “intend,” “may,” “plan,” “potential,” “seek,” “should,” “will” and similar expressions identify forward-looking statements, although not all forward-looking statements contain these words.

Forward-looking statements are based on current expectations and assumptions and are subject to risks, uncertainties and other factors that could cause actual results to differ materially from those expressed or implied. Among other matters, there can be no assurance that broker-dealers will initiate or maintain quotations in the Company’s securities; that an active, liquid or orderly trading market will develop or be sustained; that the Company will satisfy the requirements for OTCQB qualification; that its application will be approved; or that any anticipated acquisition, financing or other corporate initiative will be completed on the anticipated terms or at all. Readers are cautioned not to place undue reliance on forward-looking statements. The Company undertakes no obligation to update any forward-looking statement except as required by law.

Website: https://www.gamg.us/
LinkedIn: https://www.linkedin.com/company/global-asset-management-group-gamg/
X: https://x.com/GAMG_OTC

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SOURCE Global Asset Management Group

Cision PR Newswire

Cision PR Newswire

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